Compliance Summer Analyst Program (Apr 2024)

About Morgan Stanley

Since its founding in 1935, Morgan Stanley has consistently delivered first-class business in a first-class way. Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management, and wealth management services.

Your role

Legal and Compliance Department Center of Excellence (“LCDCOE”) is an extended arm of the different global compliance teams. LCDCOE is responsible for executing compliance oversight including monitoring and/or testing activities across divisions.

The program has been designed to develop highly motivated professionals by providing a stimulating and supportive environment to understand the business and achieve maximum potential.

Roles and responsibilities

• Create management information reports periodically.
• Monitor development in regulatory requirements and adjust surveillance models accordingly.
• Review and analyze trade surveillance reports and vendor surveillance system alerts, and sign off alert completion related to an employee, client, and Firm trading activities.
• Provide advice and guidance to employees on their investing and outside activities.
• Conduct investigations on irregularities and abnormal activities and document findings.
• Escalate unresolved issues or potential violations of Morgan Stanley’s policies or external rules and regulations to his/her manager, coverage compliance, and senior management of business units.
• Process requests for T360 (Legal) vendor onboarding/reactivations.
• Handle legal Invoice documentation and associated exceptions.
• Maintenance of outside counsel database and consultant’s time approval.
• Information security assessment for law firms and other vendors.
• Coordinate with legal and compliance employees for entitlement-related reviews and associated procedures.

Training & development 

Upon joining, you will go through a training program that covers the policies and procedures of the Legal and Compliance division. During the internship, there will be senior manager presentations and professional skills workshops to provide you with a well-rounded experience.

Benefits

They provide the following benefits

• Health Care & Insurance
• Life Insurance
• Vacation & Paid Time Off
• Maternity and paternity Leave
• Work From Home options 
• Student loan refinancing for you, your family, and your friends
• Cash management, securities-based loans, and home financing solutions with options for each stage of your life.

Career progression

A wealth of opportunities for career mobility and a culture that encourages employees to take on new challenges make Morgan Stanley India a hub for professional growth.

Morgan Stanley values and embraces uniqueness and individuality, and its commitment to diversity permeates all levels of the organization. By fostering an open and inclusive corporate culture, its employees can achieve their professional goals. Here, they focus on enhancing their employees' careers by offering various educational and professional development programs.

• Diversity Training
• Leadership Program 
• Project Career Development Program
• Project Impact leadership program

Work-life balance

Monday to Friday from 11.30 a.m. to 8.30 p.m. IST with flexibility on standard working hours for time-sensitive matters (including Indian public holidays). They have a good and inclusive work culture where they hugely invest in their employees’ learning and development training. It provides flexible work hours with work-from-home options. The company operates five days a week with an average of 55 working hours.

Culture & vibe  

Morgan Stanley offers a dynamic and multifaceted environment that requires individuals to work closely with colleagues across various functions and the Business Unit in onshore regions. You will get to work with extremely talented peers in a meritocratic team-oriented culture.

About you

To apply for this role you must have,

• Track record of academic excellence.
• Outstanding academic record with success in extracurricular activities, along with strong communication skills and the ability to work and interact with others.
• Strong attention to detail and the ability to manage competing priorities.
• Excellent written and verbal communication skills.
• Ability to analyze and synthesize a variety of data to produce well-designed and meaningful summaries and reports.
• Adept at solving problems and developing efficient processes.
• Experience in MS Office preferably Excel.

Education: Bachelor's Degree.

How to apply

To apply for this role, click on the "Apply on employer site" button, which navigates to the career section where the application can be filled out and submitted directly.

Sources

The following source was used in researching this page:

• Morganstanley.com/people-opportunities/perks-benefits-working-at-morgan-stanley
• Youtube.com